Archive

2018

– SWS consolidates its strategic vision, via the incorporation of high level executives and allow for exponential growth in its assets under management.

-32 coworkers / 700 + clients / $400mm + AUM’s

2017

The Panamá Latam Fixed Income Fund is launched, via a strategic partnership with local fund administrators.

A seat in Panama’s Stock Exchange, La Bolsa de Valores (BVP), is acquired.

2016

The IRS (Internal Revenue Service) QI (Qualified Intermediary) license is granted.

2015

A strategic alliance is created with regional consultants, strengthening the company’s client asset base.

The company’s team is consolidated with qualified professionals: advisors, consultants, specialists, and local/international market analysts, who serve a portfolio of hundreds of clients and are responsible for the fiduciary management of financial assets, with the aim of expanding its operations in the region.

2014

Operations in the local market begin via agreements with Panama’s local stock exchange, La Bolsa de Valores de Panama, and custodian, Latinclear.

2013

With the objective of servicing its vast client portfolio, the brokerage platform is expanded and new consultants are hired by the company.

2012

Distributions agreements are signed with world-renowned mutual fund firms and financial counterparties for execution and market related information.

2011

SweetWater Securities, Inc., is granted with its broker-dealer license by the Panamanian Securities Regulator, la Superintendencia del Mercado de Valores de Panama.

A Correspondence Agreement is signed with Pershing, LLC., a wholly owned subsidiary of the Bank of New York Mellon Corporation, as an Introducing International Broker Dealer. Asset management services commence through the establishment of global brokerage accounts in Pershing.

2010

SweetWater Securities Inc. is founded as a multi-family office servicing high-net worth Panamanian families.